SDIC Capital (600061): Reply To Pilot Fund Investment Advisory Business

SDIC capital (600061) announced on July 8 that the company's subsidiary, Anxin securities, recently received a reply from the China Securities Regulatory Commission on matters related to the pilot development of fund investment consulting business by Anxin Securities Co., Ltd. (IBH [2021] No. 1691). According to the reply, China Securities Regulatory Commission has no objection to the pilot fund investment advisory business of Anxin securities.

Anxin securities will complete the relevant preparatory work as soon as possible, and formally carry out the fund investment advisory pilot business after passing the acceptance. In accordance with the relevant regulatory provisions and reply requirements such as the fund law, the notice on doing a good job in the pilot work of investment advisory business of public offering securities investment funds and other relevant regulatory provisions and reply requirements, Anxin securities will faithfully perform the duties of fund investment consultant, take the principle of giving priority to the interests of customers, provide services honestly and diligently, establish and improve the internal control system, and strengthen compliance and risk management, We should effectively prevent conflicts of interest and various risks. The pilot period of fund investment advisory business is one year. After one year of business expansion, Anxin securities will apply for renewal as required.